Positive End Expiratory Pressure – Phasic Shunting, Auto-PEEP & ARDS

In the previous tutorials I explained how hypoxemia results from low lung volumes, resulting in low functional residual capacity, airway closure and atelectasis. We looked at the mechanisms by which CPAP reduces the work of breathing in obstructed airways and how, following lung recruitment, PEEP maintains FRC.

In this tutorial I elaborate on these themes. I look at the problem of phasic V/Q mismatch (shunt) during expiration and how it may cause dis-correlation between pulse oximeters and blood gasses. PEEP prevents this at the expense of increasing dead space and negatively impacting ventilation. Optimal PEEP should restore lung compliance – compliance is low with low and high lung volumes. Compliance may also appear poor in pressure control when there is clinically significant auto-PEEP: the ventilator cannot distinguish auto-PEEP from driving pressure and lower than expected tidal volumes may result.

I explain the concept of the “Waterfall” effect to overcome Auto-PEEP. Finally, in our first visit to ARDS, I introduce the problem of deciding on optimal PEEP in that setting. I guarantee that you will learn something. @ccmtutorials http://www.ccmtutorials.org

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Why We Use CPAP and PEEP (part 1)

For most of us, the terms CPAP (continuous positive airway pressure) and PEEP (positive end expiratory pressure) have existed for all of our careers. But this was not always the case. Although mechanical ventilation, including the positive pressure variant, was a child of the 1950s – PEEP was not described until the late 1960s and even then was seen as a therapy for postoperative atelectasis in cardiac surgery patients. PEEP subsequently became the mainstay of therapy for hypoxic respiratory failure, but was always used in associated with positive pressure breaths. CPAP was developed in the early 1980s as a therapy for sleep disordered breathing. Over two decades the non invasive CPAP therapy and the invasive ventilation (pressure targeted breaths with PEEP) coalesced such that CPAP became a therapy for hypoxic respiratory failure and congestive heart failure, and pressure support (BiPAP or NIV) became a therapy for sleep apnea.

Strictly speaking PEEP and CPAP are different. It is possible to apply PEEP at end expiration and then commence the next breath from atmospheric pressure (try slapping your hand over your mouth mid expiration – then remove it and take a breath) – spontaneous PEEP. However this is almost never used in clinical practice. In CPAP the patients sinusoidal respiratory pattern persists – but starts and ends at an elevated baseline pressure. In PEEP the positive pressure breath starts and ends at that pressure (i.e. pre inspiration and end expiration). So, these days, in most scenarios PEEP and CPAP are indistinguishable. How they are delivered is, of course, different. Nevertheless they serve the same functions 1. To overcome airway resistance that causes disrupted or obstructed gas flow in expiration; 2. To reduce the work of breathing by reducing the magnitude of negative pleural pressure required to generate a tidal volume; 3. Most importantly – to restore functional residual capacity (FRC); 3. To prevent derecruitment of vulnerable lung units in the posterior dorsal segments of the lungs.

PEEP does not easily re-expand collapsed lung tissue – this is usually achieved by applying a recruitment maneuver (30cmH2O or more for 10 seconds during anesthesia, for 30 seconds in lung injury). The application of PEEP then prevents derecruitment. As such the majority of lung tissue may be re-expanded during anesthesia. This may not be the case in diseased lungs – the principle is to restore a functional residual capacity even if that effectively utilizes the inspiratory reserve volume.  

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Why Low Lung Volumes Are Bad

In previous tutorials I discussed the problem of ventilation perfusion mismatch, intrapulmonary shunt and physiologic dead space. I explained how different injuries to the lung (the 6 s approach – slimy, soggy, sticky etc.) resulted in poorly aerated airways and atelectasis. Before moving on to a discussion about CPAP/PEEP we need to explore the problem of low lung volumes. Although the lungs can hold up to 6L of air – in reality most of the time there is 2-2.5L in the alveoli. This is the resting lung volume that is found at end expiration and results when the tendency for the chest wall to spring outwards is balanced by the tendency for the lungs to collapse inwards. That resting lung volume is established by negative pleural pressure and it represents the expiratory reserve volume and residual volume – together the functional residual capacity (FRC).

FRC is the lung capacity in which most oxygenation takes place, in which lung compliance is highest, airway resistance lowest and pulmonary vascular resistance optimal. Loss of FRC (“low lung volumes”) – results in hypoxemia, increased work of breathing, autopeep and pulmonary hypertension.

During the tutorial I elaborate on lung volumes – how they are affected by position and age, how airway closure becomes a major issue as we get older – particularly in the supine position, and I introduce the volume pressure curve which is essential for understanding dynamic respiratory system compliance.

Get Your Pen and Paper Ready – Entrainment Ratios

This tutorial is best experience with a pencil and paper. Before I get into a discussion about high flow oxygen therapy you really need to understand flow. Conventional facemasks, Venturis and nasal cannula deliver modest flows of oxygen to the patient, but to ensure a correct FiO2, oxygen must be blended with air – in the airway or in the device. That air is drawn into the system by entrainment either from the room via the mask or mouth or injected in the case of Venturis into the breathing system. In any case – the inward flow of gas is determined, principally by the patient’s inspiratory effort and the concentration of oxygen during peak inspiratory flow is, hopefully, kept constant. In general, to keep FiO2 constant – a gas flow of at least 30L/min is required. Most devices deliver 40 liters or more, but only at lower FiO2 levels. It is essential to understand that, in this case, the 30 to 40L is NOT high flow – because it is “draw over” flow generated by the patient. High flow, as we will see in the next tutorial is delivered to the patient. For example – when delivering 24% and 28% oxygen to a patient – the total flow may be 44L but the fresh gas flow is only 2 to 4L. The remainder is entrained. This tutorial explains the concept of gas entrainment and how to calculate entrainment ratios and flow rates. If you have never encountered this concept before, I guarantee that you will learn something!

Equations Used In This Tutorial:

The FiO2 vs Flow Equation FiO2 = (Air Flow x 0.21) + (O2 Flow) / Total Flow

The Air:Oxygen Equation: Air/Oxygen = (100% -FiO2)/(FiO2 – 21%)

Oxygen Flow Equation: (Total Flow x (FiO2 -21))/79

High Flow Oxygen Therapy

I have been a “fanboy” for high flow oxygen therapy (HFOT) for a couple of decades, particularly once high flow nasal canula (HFNC) became available. While this was a bit of a cottage industry, coveted by those of us in critical care (and to a lesser extent in anesthesiology), once the COVID 19 pandemic took hold, high flow was everywhere. And everyone, it seemed, had an (ill informed) opinion about this therapy. So, before I introduce this tutorial, about which I procastinated for years, I have to register a disclaimer: the evidence to support a lot of the “beliefs” about high flow oxygen is scant. Most of the claimed “benefits” beyond treating hypoxemia are industry generated hypotheses without rigorous scientific data. Nevertheless, this put me in a difficult predicament when constructing the tutorial – if I limit the discussion to just the facts that I am certain about – it would be very short. Conversely, by describing alternative “benefits” I take the risk of hyping hypotheses (e.g. CO2 clearance) that may be incorrect…..

High Flow Oxygen Therapy (HFOT), particularly when delivered by nasal cannula (HFNC) has revolutionized the management of the patient with hypoxic respiratory failure – in particular in those patients whose lung pathology has plateaued or those resposive to medical treatment (antibiotics, steroids etc). High flow systems have been available for decades – they involve the use of a high pressure oxygen source, and oxygen air blender (air can be entrained into this device), a high flow flowmeter, a humidifier, a heated delivery tube and a delivery device: CPAP mask, T-Piece with PEEP valve, Tracheostomy or specially designed nasal cannula.

In this tutorial I describe the various devices configurations that are available – ranging from very straightforward standalone machines, to full mechanical ventilators. Regardless of device the major goal is to deliver sufficient flow to meet patient demand – resolving the problem of peak flow and separating out the FiO2 from the flow rate. I postulate that, at flows in excess of 30L per minute, and depending on the diameter of the nasal cannula, the patient’s anatomy and whether the mouth is open (and by how much!) – the patient likely receives a couple of cmH2O of pressure support and 3-5cmH2O of PEEP. So it represents mild CPAP (certainly a CPAP device delivering high flow at 5cmH2O will outperform HFNC). There is a dearth of non industry funded data on how HFOT may benefit the patient. Certainly these devices are very effective at targeting SpO2 and reducing the work of breathing. Certainly they increase non hypoxic apneic duration. Conversely – purported impacts on dead space washout, alveolar ventilation and CO2 clearance are currently unproven. I describe how this may work in the tutorial, but point out that this is principally a belief not a fact. HFNO may also improve mucociliary clearance – due to the high flow of humidified gas passing into the airways. However no-one, to my knowledge, has addressed whether constant flow of heated humidified gas for prolonged periods damages the lung mucosa.

In the second part of the tutorial I talk about how HFOT should be used in clinical practice and the scenarios in which it is beneficial (hypoxemia, weaning and liberation) and when it is not (hypercarbic respiratory failure, post op respiratory failure secondary to atelectasis).

I guarantee that you will learn something.

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Oxygen Therapy: Variable vs Fixed Performance Devices

Oxygen is probably the most used and misused drug in a hospital. The purpose of oxygen therapy is to restore the PaO2 or SpO2 to a safe level for that patient. One of the major issues with targeted oxygen therapy is the problem of peak inspiratory flow.

During peak inspiration the FiO2 must be constant. That means that flow delivery must meet flow demand. Oxygen therapy can be delivered with variable or fixed performance devices. Variable performance devices include nasal cannula and simple (“Hudson”) facemasks. In both cases oxygen and air are blended in or near the airway. Nasal cannula are remarkably efficient and can deliver low inspired oxygen concentrations. Due to issues with dead space and rebreathing, simple facemasks are unreliable below 35% (5L). Both devices struggle where there is rapid breathing, particularly with large tidal volumes.

Venturi devices, which are really jets use a narrow injection port to entrain and blend oxygen and air proximal to the facemask. They are more precise but less efficient (in terms of total flow) than variable performance devices. Performance is remarkably robust between 24% and 40% inspired oxygen. They perform less well with rapid deep breathing particularly at high FiO2 levels. Non rebreather facemasks use a reservoir to store fresh gas during expiration and facilitate the delivery of FiO2 of approximately 80% with 10 to 15 liters of flow. As such they are highly efficient, although unreliable and non titratable. These devices can be used with modest oxygen flows for transporting hypoxic patients, but are short term remedies. @ccmtutorials http://www.ccmtutorials.org

Tutorial 14 Mechanisms of Hypoxemia Part 2

This tutorial explains ventilation perfusion mismatch. It will provide you with a platform for understanding oxygen therapy – which I introduce towards the end. I also deal with the concept of oxygen induced hypercarbia. I guarantee you will learn something.  

Contents of This Tutorials:

Ventilation-Perfusion Relationships

Gravity and Blood and Gas Distribution Through the Lungs

Gas and Blood Distribution Through Diseased Lungs

Simplistic Ventilation-Perfusion From Dead Space to Shunt

Stale Gas Within Alveoli

Ventilation Perfusion Relationships – Slimy, Soggy and Stick Alveolar Units

Supplemental Oxygen Therapy For Bronchopneumonia

“Targeted Oxygen Therapy”

When Does Oxygen Therapy Fail? [Shunt]

COPD Flair

Why Does Hyperoxia Cause Hypercarbia (VQ mismatch theory)

The Haldane Effect

Mechanisms of Hypoxemia – Part 1

If you treat patient with hypoxic respiratory failure you really need to understand what is going on in their lungs. These two tutorials look at diseases of the lung parenchyma and how blood flow and gas flow interact. The first tutorial focuses on alveolar oxygen content and how it is impacted by disease. I explain the concept of airway closure (which will will revisit in detail several times during this series), stale alveolar gas, the various causes of atelectasis and the six S approach to figuring out what is going on in the airways (Slimy, Soggy, Sticky, Stiff, Squished, Shunty).

Identifying and Quantifying Hypoxemia

The next part of the course is all about hypoxic respiratory failure. To treat hypoxemia you must understand it. The purpose of this sequence of tutorials is to lead up to discussions on CPAP and PEEP and provide a platform for understanding Pressure Controlled Modes of Ventilation. The first tutorial looks at oxyhemoglobin saturation, why the oxyhemoglobin dissociation curve is essential knowledge for the practicing clinician, how pulse oximeters work and how to quantify hypoxemia (A-aO2 gradient and PaO2/FiO2 ratio).

Pressure Support 4 – Expiratory Cycling

This is likely the most important of the four tutorials on Pressure Support Ventilation. As you may recall, PS is an unusual mode of ventilation because it is flow cycled – that is – the ventilator cycles to expiration as specific, user set, percentage of peak flow. The default expiratory sensitivity is usually around 25%. Expiratory dys-synchrony is frequently missed by bedside clinicians who have not been schooled in waveform analysis. This tutorial covers everything you need to know. @ccmtutorials http://www.ccmtutorials.org

Next time I am going to commence a series of tutorials on hypoxia-hypoxemia. This will start with a discussion about how we measure hypoxemia – in particular oxyhemoglobin saturation (Tutorial 12). I will then go on to discuss atelectasis, shunt, ventilation-perfusion mismatch and introduce oxygen therapy (Tutorial 13).